Kevin William Mcbarron

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 03/2025
  Union Capital Company
  Tucson, AZ
• 04/2023 → Present
  Wealth Planners, Inc.
  Carlsbad, CA
• 03/2025 → Present
  Lpl Financial
  Carlsbad, CA

Previous Registrations

• 2015-12-21 → 2025-04-03
  Union Capital Company
  Carlsbad, CA
  Tucson, AZ
  Tucson, AZ
• 2015-01-02 → 2015-12-31
  Msi Financial Services, Inc.
  San Diego, CA
• 2012-12-19 → 2015-01-02
  New England Securities
  San Diego, CA
• 2002-11-07 → 2012-11-15
  Sii Investments, Inc.
  Irvine, CA
  San Diego, CA
• 2000-08-07 → 2002-11-15
  Sentra Securities Corporation
  Irvine, CA

Other Businesses

1 - 03/2025 - Wealth Planners, Inc - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s).

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-30
• S63 Uniform Securities Agent State Law Examination
  1989-04-14