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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-08 |
| OH | RA | APPROVED | 2009-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Canton | OH | 09/2007 | Present |
| Bank Of America,N.A. | Canton | OH | 06/2011 | Present |
I*131873 For profit or not for profit: For-Profit Organization Name of outside business organization: EPCO, LTD Investment related: Address of business: Louisville, Ohio 44641 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 6/1/2020 Number of hours devoted: 12 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties:[]general management for the day-to-day business operations of a pizza shop EPCO, LTD dba Ermanno's Pizza.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-29 |
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