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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

Encino, CA • United States

1030 Nevada St Ste 203, Redlands, CA 92374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Glendale CA 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Glendale, CA
Previous Registrations
  • 2004-01-26 → 2011-01-03
    Voya Financial Partners, Llc
    Encino, CA
    Encino, CA
    Glendale, CA
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 5920 WHITE OAKE AVE; ENCINO; CA; 91316; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/1/2005; 2; 1; fixed annuity sales|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-10
S63 Uniform Securities Agent State Law Examination 1994-02-24
  • S65 Uniform Investment Adviser Law Examination
    1999-08-10
  • S63 Uniform Securities Agent State Law Examination
    1994-02-24
Other Names
  • Kam Nassiri

View on SEC IAPD

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