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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-09-21 |
| MT | RA | APPROVED | 2015-03-12 |
Branch Locations
401 North 31St Street Suite 1610, Billings, MT 59101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Billings | MT | 03/2015 | Present |
1. BILLINGS CHRISTIAN SCHOOL EDUCATION FOUNDATION; 3031 GRAND AVE SUITE 100-106 BILLINGS MT 59102; CHRISITAN SCHOOL; BOARD MEMBER; BOARD DUTIES; AFFILIATION STARTED 01/01/2010; 4 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 2. David W. Kuhns Farming; 3451 Masterson Circle, Billings, MT 59106; owner - Make Hay on a few weekends during the summer; 01/01/1990; 50.00 Hour(s) Per Year - not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-29 |
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