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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-12-19 |
Branch Locations
750 Town And Country Blvd Suite 400, Houston, TX 77024 • United States
Round Top, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 11/2013 | Present |
NAME: LBH PARTNERS, INVESTMENT RELATED: NO, ADDRESS: 5055 FIELDWOOD HOUSTON, TX NATURE: FAMILY LIMITED PARTNERSHIP, YOUR POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE: JULY 2002, NUMBER OF HOURS DEVOTED PER MONTH: 1/2, NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0, DUTIES: MANAGE ASSETS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-30 |
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