Leonard James Scandariato

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2003 → 07/2023
  Oppenheimer Asset Management Inc.
  New York, NY
• 07/2023 → 03/2026
  B. Riley Wealth Management
  Memphis, TN
• 07/2023 → 03/2026
  B. Riley Wealth Advisors
  Memphis, TN
• 03/2026 → Present
  Oppenheimer & Co. Inc.
  Chicago, IL

Previous Registrations

• 2023-07-14 → 2026-04-02
  B. Riley Wealth Advisors, Inc.
  Chicago, IL
• 2003-01-03 → 2023-07-21
  Oppenheimer & Co. Inc.
  Chicago, IL
  Chicago, IL
• 2003-04-15 → 2007-11-12
  Oppenheimer Asset Management
  New York, NY
• 2000-08-22 → 2003-01-03
  Cibc World Markets Corp.
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-06
• S63 Uniform Securities Agent State Law Examination
  1984-09-05

Other Names

• Leonard Scandariato