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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-22 |
| WI | RA | APPROVED | 2018-03-16 |
Branch Locations
W233 N2080 Ridgeview Pkw Suite 202, Waukesha, WI 53188 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. C. Ziegler And Company | Milwaukee | WI | 05/1984 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | Waukesha | WI | 03/2018 | Present |
basketball official (referee); WI 53045; considered a self contractor - officiating boys/girls basketball elementary school through grade 12; basketball official; referee basketball through grade 12 high school; 01/01/2009; 150.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related notary public; notarizing as a courtesy for clients; 12/13/1993; 1.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-10 |
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