Kathy Lynne Colby

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1997 → 04/2025
  Financial Independents, Inc.
  Lansing, MI
• 02/2016 → 04/2025
  Usa Financial Securities
  Ada, MI
• 04/2025 → Present
  Lpl Financial Llc
  Lansing, MI

Previous Registrations

• 2016-03-02 → 2025-04-25
  Usa Financial Securities Llc
  Lansing, MI
  Lansing, MI
  Ada, MI
• 2011-01-13 → 2016-02-29
  Dominion Portfolio Management, Inc.
  Lansing, MI
  Tampa, FL
• 2010-06-23 → 2016-01-12
  Financial Independents, Inc.
  Lansing, MI

Other Businesses

1- 02/2025 / Advisor Toolbox, LLC / OTHER / NON INV RLTD / START 10/21/2022 2- 02/2025 / Doyle Law PC/EXPRESS Trusts / ESTATE PLANNING DOCUMENTS / NON INV RLTD / 3HRS MNTH / 1 HRS DURING TRADING / START 01/01/2005 3- 02/2025 / Financial Independents, Inc. / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOC / 160 HRS MNTH / 8 HRS DURING TRADING / START 02/07/2025 4- 02/2025 / Silverleaf Wealth Management / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOC / 160 HRS MNTH / 8 HRS DURING TRADING / START 02/07/2025 5- 02/2025 / Gladstone Wealth Partners / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOC / 160 HRS MNTH / 8 HRS DURING TRADING / START 02/07/2025 6- 02/2025 / Asset Marketing Systmes (FMO) / Non-Variable Insurance / INV RLTD / 1 HRS MNTH / 5 HRS DURING TRADING / START 01/01/2004 7- 02/2025 / Building 80 LLC and 5140 E. Brookfield LLC / Real Estate Rental / INV RLTD / START 10/09/2017 8- 02/2025 / Craft Crazy Ladies / Business Owner Handmade Crafts / NON INV RLTD / 1 HRS MNTH / START 11/01/2019 9- 02/2025 / Notary / INV RLTD / 3 HRS MNTH / 1 HRS DURING TRAIDNG / START 01/01/1997 10- 01/28/2026 - Ash Brokerage - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/22/2026 - 1 hour per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-11-10
• S63 Uniform Securities Agent State Law Examination
  1984-08-24

Other Names

• Kathy Lynne Bradford
• Kathy Lynne Swick
• Kathy Lynne Boldt
• Kathy Lynne Swick
• Kathy Lynne Colby
• Kathy Colby