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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-06-30
TX RA APPROVED 2006-01-11
  • CO RA
    APPROVED
    Since 2017-06-30
  • TX RA
    APPROVED
    Since 2006-01-11

Branch Locations

100 Crescent Court Suite 1500, Dallas, TX 75201-1871 • United States

Crested Butte, CO • United States

Dallas, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Dallas TX 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Dallas, TX
Other Businesses

(1) Jabez Partners Ltd, 5837 Lupton Drive Dallas, Tx 75225; General Partner of Family Partnership since 12/02/02 ; 1 hours devoted during the month, 1 hour during securities trading hours (2) NAME OF ENTITY: Rreach ADDRESS: 17110 Dallas Pkwy, Dallas TX 75248 NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Global Proclamation Ministry CAPACITY: Board of Directors START DATE: 01/14/2021 DUTIES: Board sets direction for the ministry HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE 3) NAME OF ENTITY: GlossCo Aviation LLC ADDRESS: 12400 Coit Rd. ste.,1000 Dallas TX 75254 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC created to share flight hours with Flexjet CAPACITY: Partner START DATE: 09/30/22 DUTIES: none. It is a passthrough llc so we can share 50 flight hours a year at Flexjet. I am taking 15 hrs and Matt is taking 35 hrs. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: Red Mountain Ranch HOA ADDRESS: Red Mountain Ranch PO Box 399 Crested Butte Colorado 81224 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: homeowners association CAPACITY: Other/ member of the hoa board START DATE: 07/25/2023 DUTIES: oversee the expenses associated with maintaining the homeowners association where we have a second home. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-10
S63 Uniform Securities Agent State Law Examination 1984-07-25
  • S66 Uniform Combined State Law Examination
    2006-01-10
  • S63 Uniform Securities Agent State Law Examination
    1984-07-25
Other Names
  • Greg Glosser

View on SEC IAPD

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