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Frank Ferguson Houston

Raymond James & Associates, Inc.

Ponte Vedra Beach, FL

CRD 1280788

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-21
FL RA APPROVED 2021-01-07
  • TX RA
    APPROVED
    Since 2021-01-21
  • FL RA
    APPROVED
    Since 2021-01-07

Branch Locations

814 A1A North Suites 100 And 303, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Jacksonville FL 01/2012 01/2021
Raymond James & Associates Ponte Vedra Beach FL 01/2021 Present
  • 01/2012 → 01/2021
    Bank Of America, N.A.
    Jacksonville, FL
  • 01/2021 → Present
    Raymond James & Associates
    Ponte Vedra Beach, FL
Previous Registrations
Other Businesses

(1) Name of Business: Southern Impression Homes Address: 10019 Leisure Lane N, Jacksonville, FL, 32256, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Other Investment Related: No Start Date: 09/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I license the construction arm of the company as the General Contractor of record.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-16
S63 Uniform Securities Agent State Law Examination 1984-08-24
  • S66 Uniform Combined State Law Examination
    2008-10-16
  • S63 Uniform Securities Agent State Law Examination
    1984-08-24
Other Names
  • Frank F Houston
  • Frank Ferguson Houston
  • Frank Houston

View on SEC IAPD

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