Robert Matthew Meredith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 04/2018
  Capital One Investments Services, Llc
  Houston, TX
• 04/2018 → Present
  Lpl Financial Llc
  Houston, TX
• 04/2018 → 03/2019
  Texas Dow Employee Cu
  Houston, TX

Previous Registrations

• 2015-04-14 → 2018-04-10
  Capital One Advisors, Llc
  Spring, TX
  Mclean, VA
• 2014-08-11 → 2014-10-07
  Waddell & Reed
  Edmond, OK
• 2012-10-01 → 2014-06-24
  J.P. Morgan Securities Llc
  Norman, OK
  Norman, OK
• 2010-08-26 → 2012-10-01
  Chase Investment Services Corp.
  Norman, OK
  Norman, OK

Other Businesses

1. 6/8/2020 - Meredith Capital Consulting, LLC - DBA: Meredith Capital Consulting - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/04/2020 - 100 Hours Per Month/75 Hours During Securities Trading. 2. 1/29/2021 - Meredith Capital Consulting - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 6/4/2020 - 100 Hours Per Month/75 Hours During Securities Trading. 3. 07/21/2022 - The Law Office of Robert M. Meredith, PLLC - Not Investment Related - Home Based - Other - Law Office - licensed attorney. - Start Date - 05/17/2022 - 40 Hours Per Month/2 Hours During Securities Trading. 4. 10/03/2022 - Meredith Capital Consulting - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - President - Start Date - 07/15/2022 - 10 Hours Per Month/1 Hours During Securities Trading 5. 2/8/2023 - Meredith Distribution Company, LLC - Not Investment Related - Home Based - Rep's Business - President - Start Date - 08/01/2019 - 0 Hours Per Month/0 Hours During Securities Trading 6. 10/14/2025 - Meridian Legal Advisors - Not Investment Related - Other - Attorney - Woodlands, TX - Start Date:10/06/2025 - 120 Hrs/Mth - 4 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-08-25
• S63 Uniform Securities Agent State Law Examination
  2006-10-19

Designations

• Certified Financial Planner

Other Names

• Robert Matthew Meredith
• Matt Meredith