Kenneth A Rubin

Employer firm

House Capital Advisors, LLC CRD 289898

$14.6M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

House Capital Advisors, Llc

Naples, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APP_PEND_IARCE	2026-01-01

FL RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

Naples, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
House Capital Advisors, Llc	Naples	FL	01/2018	Present
Unemployed	Naples	FL	06/2016	12/2018

01/2018 → Present

House Capital Advisors, Llc

Naples, FL
06/2016 → 12/2018

Unemployed

Naples, FL

Previous Registrations

2008-07-29 → 2016-04-05

Oppenheimer & Co. Inc.

Danbury, CT
2007-04-02 → 2008-01-29

Morgan Stanley & Co. Llc

Ridgefield, CT
1999-08-18 → 2007-04-02

Morgan Stanley Dw Inc.

Danbury, CT

Danbury, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-02-01
S63	Uniform Securities Agent State Law Examination	1999-01-19

S65 Uniform Investment Adviser Law Examination

1999-02-01
S63 Uniform Securities Agent State Law Examination

1999-01-19

View on SEC IAPD