Steven Craig Henningson

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 07/2026
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2018 → Present
  Cwm, Llc
  Omaha, NE
• 06/2023 → 07/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → Present
  Applied Financial Planning
  Irvine, CA

Previous Registrations

• 2023-06-29 → 2026-07-15
  Cetera Investment Advisers Llc
  Irvine, CA
• 2004-08-12 → 2023-06-29
  Cetera Wealth Services, Llc
  Irvine, CA
  Irvine, CA
  Newport Beach, CA
  Irvine, CA
• 2005-04-29 → 2014-07-23
  Creative Planning Institutional Advisors, Llc
  Irvine, CA
• 1993-07-31 → 2004-08-24
  Citigroup Global Markets Inc.
  Laguna Niguel, CA

Other Businesses

FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, FIXED INSURANCE, START 2004, 1-2 HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ANNUITIES, AND LONG-TERM CARE; RONALD REAGAN PRESIDENTIAL FOUNDATION & LIBRARY, NOT INVESTMENT RELATED, NON-PROFIT SUSTAINING REAGAN LIBRARY & MUSEUM, START 08/10/2011, <1HR/WK (NON-TRADING HOURS), INFORM & EDUCATE PEOPLE ABOUT EVENTS & EDUCATIONAL OPPORTUNITIES OF THE LIBRARY & MUSEUM; CONCIERGE WEALTH MANAGEMENT GROUP, INVESTMENT RELATED, DBA NAME FOR ADVISORY SERVICES, INVESTMENT CONSULTING, START 10/14/2013, 40HRS/WK (32.5 TRADING HOURS), PRESIDENT/OWNER; NAME OF OTHER BUSINESS: THE EFFECT RECOVERY MINISTRY; INVESTMENT RELATED: NO; NATURE OF BUSINESS: COMMUNITY CHURCH WITH RECOVERY MINISTRIES; START DATE: 12/2014; POSITION/TITLE/RELATIONSHIP: VOLUNTEER ON THE ADVISORY BOARD; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: HELP THE CHURCH WITH MINISTRY OPERATIONS AND PROGRAMS

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-16
• S63 Uniform Securities Agent State Law Examination
  1986-01-03