Charles Peter Dufour

Employer firm

William Joseph Capital Management, Inc. CRD 226535

$694M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

William Joseph Capital Management, Inc.

210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2017-03-02

CT RA
APPROVED

Since 2017-03-02

Branch Locations

Woodstock, CT • United States

210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Woodstock	CT	08/2010	Present
William Joseph Capital Management Llc	Bristol	CT	01/2017	Present
D And G Properties, Llc	Putnam	CT	07/1994	Present

08/2010 → Present

Self Employed

Woodstock, CT
01/2017 → Present

William Joseph Capital Management Llc

Bristol, CT
07/1994 → Present

D And G Properties, Llc

Putnam, CT

Other Businesses

1) Independent Insurance Agent, not investment-related. Started August 2010. Devote 140 hours per month to this activity. Sell life/health insurance and annuities. 2). D&G Properties, LLC. not investment-related. owns rental property. started July 1994. devote 5 hours per month to this activity.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-03-02

S65 Uniform Investment Adviser Law Examination

2017-03-02

Other Names

Charles Pierre Dufour

View on SEC IAPD