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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-04
NE RA APPROVED 2001-07-26
  • MN RA
    APPROVED
    Since 2013-11-04
  • NE RA
    APPROVED
    Since 2001-07-26

Branch Locations

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bloomington MN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-30
S63 Uniform Securities Agent State Law Examination 1984-06-18
  • S65 Uniform Investment Adviser Law Examination
    1996-07-30
  • S63 Uniform Securities Agent State Law Examination
    1984-06-18

View on SEC IAPD

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