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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2002-06-26 |
Branch Locations
2331 Enterprise Dr, Oshkosh, WI 54904 • United States
Appleton, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Oshkosh | WI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Oshkosh | WI | 03/2020 | Present |
Outside Employment; Advisor Legacy; Executive Coach - coaching of various Advisor Legacy clients on business systems and processes; Executive Coaching; 5440 Corporate Drive, Suite 205, Troy, MI, 48098; Not Investment-Related; 10/01/2018; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-25 |
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