Christopher Donald Smith

Current Employers

Employment History

• 07/2005 → Present
  Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
  State College, PA
• 06/2005 → Present
  Marmaras & Smith, Llc
  Allentown, PA
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2004 → Present
  Cdgsmith Llc
  Bedminster, NJ

Previous Registrations

• 2001-05-22 → 2013-01-02
  Marmaras & Smith, Llc.
  Allentown , PA
• 1997-08-06 → 2003-01-28
  Nathan & Lewis Securities, Inc.
  Allentown, PA

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 06/2006, <1HR/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 11/1998, 36HRS/WK (30 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. MARMARAS & SMITH LLC, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL SERVICES (SECURITIES/ADVISORY/INSURANCE), START 06/2005, 40HRS/WK (32.5 TRADING HOURS), FOUNDING PARTNER, PROVIDE FINANCIAL SERVICES; 4. ARTICLE VI DISCLAIMER SHARE TRUST U/W/O GERALD R. SMITH, INVESTMENT RELATED, SAME AS REGISTERED HOME ADDRESS, TRUSTEE, START 08/30/2013, <1HRS/WK (TRADING HOURS), ONE OF TWO TRUSTEES, REP OF RECORD ON ACCOUNTS; 5. MURPHY 2004 TRUST AGREEMENT #1, INVESTMENT RELATED, SAME AS REGISTERED HOME ADDRESS, TRUSTEE, START 12/09/2004, <1HRS/WK (TRADING HOURS), ONE OF TWO TRUSTEES, REP OF RECORD ON ACCOUNTS; 6. NAME OF OTHER BUSINESS: CDGSMITH LLC, INVESTMENT RELATED: NO, ADDRESS: 1430 US HIGHWAY 206, STE 230, BEDMINSTER, NJ 07921, NATURE OF BUSINESS: ACCOUNTING PURPOSES, START DATE: 11/2004, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: LESS THAN 1, APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1, BRIEF DESCRIPTION OF DUTIES: BUSINESS OWNER, FOR ACCOUNTING PURPOSES; 7. NAME OF OTHER BUSINESS: CDSMITH LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: SOLE PROPRIETOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PASSTHROUGH ENTITY FOR ACCOUNTING PURPOSES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-18
• S63 Uniform Securities Agent State Law Examination
  1991-09-23