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Benjamin T Jong

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Sachse, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-11-21
  • TX RA
    APPROVED
    Since 2011-11-21

Branch Locations

901 Main St Central Business Review Unit, Dallas, TX 75202 • United States

Sachse, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Plano TX 11/2011 Present
Bank Of America, N.A. Plano TX 12/2011 Present
  • 11/2011 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Plano, TX
  • 12/2011 → Present
    Bank Of America, N.A.
    Plano, TX
Previous Registrations
  • 2007-07-27 → 2011-02-07
    Ubs Financial Services Inc.
    New Orleans, LA
  • 2007-04-02 → 2007-07-31
    Morgan Stanley & Co. Llc
    New Orleans, LA
  • 2007-01-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    New Orleans, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-15
  • S66 Uniform Combined State Law Examination
    2006-11-15
Other Names
  • Benjamin Thomas Jong

View on SEC IAPD

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