Richard Brent Maratea

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-15
PA	RA	APPROVED	2009-10-26
NJ	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-04-15
PA RA
APPROVED

Since 2009-10-26
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

330 Fellowship Road, Mount Laurel, NJ 08054 • United States

Medford, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Mount Laurel	NJ	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Mount Laurel, NJ

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Voorhees, NJ
2002-09-17 → 2007-04-02

Morgan Stanley Dw Inc.

Mount Laurel, NJ

Voorhees, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-09-10
S63	Uniform Securities Agent State Law Examination	1984-09-07

S65 Uniform Investment Adviser Law Examination

2002-09-10
S63 Uniform Securities Agent State Law Examination

1984-09-07

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews