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Scott Wayne Clampitt

Scott Clampitt, Registered Investment Advisor

New Castle, IN

CRD 1278576

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Employer firm

Scott Clampitt, Registered Investment Advisor CRD 154214

$213.0K regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Scott Clampitt, Registered Investment Advisor

New Castle, IN • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-02-24
  • IN RA
    APPROVED
    Since 2020-02-24

Branch Locations

New Castle, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Comprehensive Financial Consultants Institutional Bloomington IN 03/2005 Present
American Equity Investment Corp New Albany IN 03/2009 Present
Highland Financial Mgmt Louisville KY 03/2009 Present
Scott W. Clampitt Registered Investment Advisor Bloomington IN 05/2012 Present
  • 03/2005 → Present
    Comprehensive Financial Consultants Institutional
    Bloomington, IN
  • 03/2009 → Present
    American Equity Investment Corp
    New Albany, IN
  • 03/2009 → Present
    Highland Financial Mgmt
    Louisville, KY
  • 05/2012 → Present
    Scott W. Clampitt Registered Investment Advisor
    Bloomington, IN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-26
S63 Uniform Securities Agent State Law Examination 1984-06-19
  • S65 Uniform Investment Adviser Law Examination
    2004-04-26
  • S63 Uniform Securities Agent State Law Examination
    1984-06-19

View on SEC IAPD

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