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Terri Butler Watkins

Wells Fargo Clearing Services, LLC

Little Rock, AR

CRD 1278270

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2003-07-01
TX RA APPROVED_RES 2003-07-01
  • AR RA
    APPROVED
    Since 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2003-07-01

Branch Locations

1400 Kirk Rd Ste 200, Little Rock, AR 72223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Little Rock AR 05/2009 11/2016
Wells Fargo Clearing Services, Llc Little Rock AR 11/2016 Present
Previous Registrations
  • 1997-11-07 → 2003-07-01
    Prudential Equity Group, Llc
    Little Rock, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-22
S63 Uniform Securities Agent State Law Examination 1984-06-29
  • S65 Uniform Investment Adviser Law Examination
    1997-09-22
  • S63 Uniform Securities Agent State Law Examination
    1984-06-29
Other Names
  • Terri Ann Butler

View on SEC IAPD

Nearby Firms

EDWARD JONES
ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore

Nearby Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR

More in Little Rock, AR

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