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100 North Broadway, Albert Lea, MN 56007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2014-11-06 |
| MO | RA | APPROVED | 2002-01-09 |
Branch Locations
7101 College Blvd. Suite 66210, Overland Park, KS 66210 • United States
100 North Broadway, Albert Lea, MN 56007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Intellicents Inc | Albert Lea | MN | 04/1993 | Present |
| Intellicents Investment Solutions Inc | Overland Park | KS | 04/1993 | Present |
| Investors Capital Corp. | Lynnfield | MA | 01/2016 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | 08/2018 |
| Hawkeye Touchless Inc And Westport Touchless Of Coralville Inc | Coralville | IA | 06/1998 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 08/2018 | Present |
1. INTELLICENTS INVESTMENT SOLUTIONS, INC., START DATE: 1/1/1986, 100 NORTH BROADWAY, ALBERT LEA, MN 56007, CORPORATION, RIA, SENIOR CONSULTANT, DEVELOPING NEW CLIENT RELATIONSHIPS, WORKING WITH CURRENT CLIENTS AS EITHER A 2(21) OR 3(38) ADVISOR/PLAN CONSULTANT TO QUALIFIED RETIREMENT PLANS, AGENT MARKET INSURANCE PRODUCTS SUCH AS LIFE, ACCIDENT AND HEALTH. INVESTMENT RELATED, 40-60 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 2. Intellicents, Inc., Start Date: 11/01/2019, 100 North Broadway, Albert Lea, MN 56007, Corporation, Administrative Operations, Part Owner/Shareholder, No specific duties, Not Investment Related, 1 hour per month, 1 hour per day during trading hours. 3. Independent Insurance Producer, Start Date: 01/01/1985, 7101 College Blvd., Ste. 620, Overland Park, KS 66210, Independent Insurance Producer, Insurance Producer, Licensed Insurance Agent; life, AD&D, etc., types of insurance, not currently appointed through any carriers, Not Investment Related, 1/2 Hours per month, Negligible Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-25 |
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