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Current Employers
Intellicents Investment Solutions Inc

100 North Broadway, Albert Lea, MN 56007 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2014-11-06
MO RA APPROVED 2002-01-09
  • KS RA
    APPROVED
    Since 2014-11-06
  • MO RA
    APPROVED
    Since 2002-01-09

Branch Locations

7101 College Blvd. Suite 66210, Overland Park, KS 66210 • United States

100 North Broadway, Albert Lea, MN 56007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intellicents Inc Albert Lea MN 04/1993 Present
Intellicents Investment Solutions Inc Overland Park KS 04/1993 Present
Investors Capital Corp. Lynnfield MA 01/2016 10/2016
Cetera Advisors Llc Denver CO 10/2016 08/2018
Hawkeye Touchless Inc And Westport Touchless Of Coralville Inc Coralville IA 06/1998 Present
Mutual Securities, Inc. Camarillo CA 08/2018 Present
  • 04/1993 → Present
    Intellicents Inc
    Albert Lea, MN
  • 04/1993 → Present
    Overland Park, KS
  • 01/2016 → 10/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 10/2016 → 08/2018
    Cetera Advisors Llc
    Denver, CO
  • 06/1998 → Present
    Hawkeye Touchless Inc And Westport Touchless Of Coralville Inc
    Coralville, IA
  • 08/2018 → Present
    Mutual Securities, Inc.
    Camarillo, CA
Previous Registrations
  • 2012-01-19 → 2012-03-01
    Kestra Investment Services, Llc
    Overland Park, KS
    Kansas City, MO
Other Businesses

1. INTELLICENTS INVESTMENT SOLUTIONS, INC., START DATE: 1/1/1986, 100 NORTH BROADWAY, ALBERT LEA, MN 56007, CORPORATION, RIA, SENIOR CONSULTANT, DEVELOPING NEW CLIENT RELATIONSHIPS, WORKING WITH CURRENT CLIENTS AS EITHER A 2(21) OR 3(38) ADVISOR/PLAN CONSULTANT TO QUALIFIED RETIREMENT PLANS, AGENT MARKET INSURANCE PRODUCTS SUCH AS LIFE, ACCIDENT AND HEALTH. INVESTMENT RELATED, 40-60 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 2. Intellicents, Inc., Start Date: 11/01/2019, 100 North Broadway, Albert Lea, MN 56007, Corporation, Administrative Operations, Part Owner/Shareholder, No specific duties, Not Investment Related, 1 hour per month, 1 hour per day during trading hours. 3. Independent Insurance Producer, Start Date: 01/01/1985, 7101 College Blvd., Ste. 620, Overland Park, KS 66210, Independent Insurance Producer, Insurance Producer, Licensed Insurance Agent; life, AD&D, etc., types of insurance, not currently appointed through any carriers, Not Investment Related, 1/2 Hours per month, Negligible Hours per day during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-08
S63 Uniform Securities Agent State Law Examination 1986-06-25
  • S65 Uniform Investment Adviser Law Examination
    1996-03-08
  • S63 Uniform Securities Agent State Law Examination
    1986-06-25

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