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Robert Steven Waas

Rsw Investments

Summit, NJ

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Current Employers
Rsw Investments

47 Maple Street Suite 304, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-05-28
TX RA APPROVED 2019-05-22
  • NJ RA
    APPROVED
    Since 2019-05-28
  • TX RA
    APPROVED
    Since 2019-05-22

Branch Locations

47 Maple Street Suite 304, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rsw Investments, Llc Summit NJ 01/2005 04/2019
Rsw Investments Holdings, Llc Summit NJ 04/2019 Present
  • 01/2005 → 04/2019
    Rsw Investments, Llc
    Summit, NJ
  • 04/2019 → Present
    Rsw Investments Holdings, Llc
    Summit, NJ
Previous Registrations
  • 2005-02-18 → 2019-05-22
    Rsw Investments, Llc
    Mountain Lakes, NJ
    Summit, NJ
    Summit, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-08
S63 Uniform Securities Agent State Law Examination 2003-05-05
  • S65 Uniform Investment Adviser Law Examination
    2005-02-08
  • S63 Uniform Securities Agent State Law Examination
    2003-05-05

View on SEC IAPD

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TSP CAPITAL MANAGEMENT GROUP, LLC
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Other Investors

Mark B. Lewis
DAVID MORRIS MARGOLIS
KENNETH ALAN FREELUND
Giselle Wright
Matthew James Pejkovic
NICHOLAS ALFRED PISCIOTTI
Anthony Lewis
KRISTINE CHARBONNEAU O'KEEFE

Other Offices

CONCORD MANAGEMENT SERVICES, LLC · SUMMIT, NJ
CONVERSANT CAPITAL LLC · SUMMIT, NJ
J.P. MORGAN SECURITIES LLC · Summit, NJ
WELLS FARGO CLEARING SERVICES, LLC · SUMMIT, NJ
BIANCO WEALTH ADVISORS LLC · SUMMIT, NJ
FORZA INVESTMENT GROUP, LP · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ

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