Best Investors Account Sign in
Inactive

Michael Roth Beck

Beacon Pointe Advisors, LLC

Newport Beach, CA

Dallas, TX

CRD 1278243

Claim This Profile
Employer firm

Beacon Pointe Advisors, LLC CRD 119290

$54.9B regulatory AUM 265 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-29
  • TX RA
    APPROVED
    Since 2021-04-29

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

5960 Berkshire Lane Suite 1150, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gerald L. Ray & Associates, Ltd Dallas TX 09/1999 06/2017
Wealthstreet Investment Advisors, Llc Dallas TX 07/2017 Present
Beacon Pointe Advisors, Llc Dallas TX 04/2021 Present
  • 09/1999 → 06/2017
    Gerald L. Ray & Associates, Ltd
    Dallas, TX
  • 07/2017 → Present
    Wealthstreet Investment Advisors, Llc
    Dallas, TX
  • 04/2021 → Present
    Beacon Pointe Advisors, Llc
    Dallas, TX
Previous Registrations
  • 2017-03-22 → 2021-12-31
    Wealthstreet Investment Advisors, Llc
    Dallas, TX
  • 2001-08-14 → 2018-03-19
    Gerald L. Ray & Associates, Ltd.
    Dallas, TX

View on SEC IAPD

Nearby Firms

OKAPI CAPITAL, LLC
OCVC, LLC
MIG CAPITAL, LLC

Nearby Investors

WILLIAM ERIC BLANTON
Travis L. Shirley
Michael Schanna

Nearby Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA

More in Newport Beach, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor