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Michael Roth Beck

Beacon Pointe Advisors, LLC

Newport Beach, CA

Dallas, TX

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-29
  • TX RA
    APPROVED
    Since 2021-04-29

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

5960 Berkshire Lane Suite 1150, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gerald L. Ray & Associates, Ltd Dallas TX 09/1999 06/2017
Wealthstreet Investment Advisors, Llc Dallas TX 07/2017 Present
Beacon Pointe Advisors, Llc Dallas TX 04/2021 Present
  • 09/1999 → 06/2017
    Gerald L. Ray & Associates, Ltd
    Dallas, TX
  • 07/2017 → Present
    Wealthstreet Investment Advisors, Llc
    Dallas, TX
  • 04/2021 → Present
    Beacon Pointe Advisors, Llc
    Dallas, TX
Previous Registrations
  • 2017-03-22 → 2021-12-31
    Wealthstreet Investment Advisors, Llc
    Dallas, TX
  • 2001-08-14 → 2018-03-19
    Gerald L. Ray & Associates, Ltd.
    Dallas, TX

View on SEC IAPD

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