Dwight Lamont Ferguson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2000 → Present
  Ferguson Financial
  Largo, MD
• 05/2011 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 05/2011 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Largo, MD
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Largo, MD
• 01/2024 → Present
  Osaic Wealth, Inc.
  Largo, MD

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Largo, MD
• 2011-05-12 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Largo, MD
• 2006-03-02 → 2011-05-18
  Osaic Fs, Inc.
  Largo, MD
  Owings Mills, MD
• 2001-01-30 → 2003-06-26
  Independent Advisers Group Corp
  Timonium, MD
• 2002-10-30 → 2003-06-09
  Osaic Fs, Inc.
  Owing Mills, MD

Other Businesses

1. FERGUSON FINANCIAL GROUP. POSITION: Facilitator. NATURE: Mortgage Lending (including Reverse Mortgages). INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 10/25/2011 ADDRESS: 9701 Apollo Drive, Suite 243, Largo MD 20774, United States DESCRIPTION: Refer clients. 2. FERGUSON FINANCIAL GROUP POSITION: OWNER PRESIDENT NATURE: S CORPORATION- INSURANCE AGENCY INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 6 START DATE: 08/06/2018 ADDRESS: 9701 APOLLO DRIVE, STE. 243, LARGO MD 20774, United States DESCRIPTION: I will be making recommendations and suggestions on how to reduce the taxes a business owner is paying based on strategies and recommendations made by the software. I will not be preparing any taxes. The client will then take the report showing the recommendations to their tax preparer to implement. I will gather the business owners information and in put the information in to the Tax Planning Software by taxcoachsoftware.com . Based upon the data input the software will make recommendations on how to save on taxes. I will not be preparing any taxes. The client will then take the report showing the recommendations to their tax preparer to implement. If a recommendation is made to setup an IRA,401k etc. or purchase or restructure his life insurance the client can use me or go to another advisor. It all centers around how to save taxes that their tax preparer is not explaining to the client. 3. FERGUSON FINANCIAL GROUP POSITION: OWNER/PRESIDENT NATURE: S CORPORATION -INSURANCE AGENCY INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2000 ADDRESS: 9701 APOLLO DRIVE, STE. 243, LARGO MD 20774, United States DESCRIPTION: REFERRING PROPERTY AND CASUALTY BUSINESSTO AN INSURANCE AGENT 4. FERGUSON FINANCIAL GROUP POSITION: Facilitator, Advisor Team Leader NATURE: S - CORPORATION INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 02/03/2020 ADDRESS: 9701 APOLLO DRIVE STE. 243, LARGO MD 20774, United States DESCRIPTION: Developing strategies to help business owners exit their business. I will be the facilitator and putting together a team of exit planning specialists to help business owners prepare a detailed business valuation compensation planning income tax planning management development corporate structuring estate and gift tax planning designing and implementing shareholders agreements improve business performance 5. FERGUSON FINANCIAL GROUP POSITION: OWNER /PRESIDENT NATURE: S CORPORATION AND INSURANCE AGENCY Selling of life, health, disability,long term care insurance&fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2000 ADDRESS: 9701 APOLLO DRIVE, STE. 243, LARGO MD 21075, United States DESCRIPTION: Selling of life, health, disability, & long term care insurance &fixed annuities

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-06
• S63 Uniform Securities Agent State Law Examination
  1999-06-15