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Current Employers
Advisor Resource Council

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-23
  • TX RA
    APPROVED
    Since 2013-01-23

Branch Locations

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Dallas TX 05/2005 Present
Advisor Resource Council (Dba: 360 Wealth Management, Llc) Dallas TX 01/2013 Present
  • 05/2005 → Present
    Lpl Financial, Llc
    Dallas, TX
  • 01/2013 → Present
    Advisor Resource Council (Dba: 360 Wealth Management, Llc)
    Dallas, TX
Previous Registrations
  • 2005-06-10 → 2008-01-04
    Cpf Texas
    Plano, TX
Other Businesses

1. 6/9/2005: No Business Name - Investment Related - ACT IN A FIDUCIARY CAPACITY - MANAGE THE MAMIE WHITEHURST HUMPHREY TRUST. 2. 6/9/2005: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - INSURANCE. 3. 9/19/2013 - 360 WEALTH MANAGEMENT LLC - INV REL - AT REPORTED LOCATION - 65% TIME SPENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 4. 9/24/2019 - 360 Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2020 - 120 Hours Per Month/120 Hours During Securities Trading. 5. 10/3/2019 - Advisor Resource Council - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/01/2020 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 10/3/2019 - Advisor Resource Council - DBA: 360 Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2020 - 120 Hours Per Month/120 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-08
S63 Uniform Securities Agent State Law Examination 1984-06-29
  • S65 Uniform Investment Adviser Law Examination
    1999-10-08
  • S63 Uniform Securities Agent State Law Examination
    1984-06-29
Other Names
  • Janet Hollan Broyles
  • Janet K Holland
  • Janet Holland Lyon
  • Janet Kay Lyon
  • Janet Kay Lyon
  • Janet Kay Holland

View on SEC IAPD

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