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Anthony Philip Ferraro

Wells Fargo Clearing Services, LLC

Garden City, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-03
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2019-08-28
TX RA APPROVED 2019-08-27
  • FL RA
    APPROVED
    Since 2025-11-03
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2019-08-28
  • TX RA
    APPROVED
    Since 2019-08-27

Branch Locations

1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Garden City NY 06/2009 05/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2019
Wells Fargo Clearing Services Llc Garden City NY 05/2019 Present
  • 06/2009 → 05/2019
    Morgan Stanley
    Garden City, NY
  • 01/2015 → 05/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2019 → Present
    Wells Fargo Clearing Services Llc
    Garden City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-27
S63 Uniform Securities Agent State Law Examination 1984-10-09
  • S65 Uniform Investment Adviser Law Examination
    2019-08-27
  • S63 Uniform Securities Agent State Law Examination
    1984-10-09

View on SEC IAPD

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