Inactive

Patrick Timothy Byrne

Aspetuck Financial Management LLC

Claim This Profile

Current Employers

Aspetuck Financial Management Llc

27A Imperial Ave., Westport, CT 06880 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-07-07
TX	RA	APPROVED_RES	2022-06-23
NY	RA	APPROVED	2021-11-17
NJ	RA	APPROVED	2012-04-10
CT	RA	APPROVED	2005-07-21

FL RA
APPROVED

Since 2022-07-07
TX RA
APPROVED_RES

Since 2022-06-23
NY RA
APPROVED

Since 2021-11-17
NJ RA
APPROVED

Since 2012-04-10
CT RA
APPROVED

Since 2005-07-21

Branch Locations

Fairfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aspetuck Financial Management	Fairfield	CT	07/2005	Present

07/2005 → Present

Aspetuck Financial Management

Fairfield, CT

Previous Registrations

2002-09-24 → 2003-03-31

Usaa Investment Services Company

San Antonio, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-01-25
S63	Uniform Securities Agent State Law Examination	1985-01-25

S65 Uniform Investment Adviser Law Examination

1993-01-25
S63 Uniform Securities Agent State Law Examination

1985-01-25

View on SEC IAPD

More in Fairfield, CT

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor