James Richard Tuberosa

Current Employers

Skyview Pinnacle

Apollo Beach, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-11-14

FL RA
APPROVED

Since 2025-11-14

Branch Locations

Apollo Beach, FL • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Sun City Center	FL	10/2009	04/2022
Unemployed	Apollo Beach	FL	05/2022	09/2025
Skyview Pinnacle	Apollo Beach	FL	10/2025	Present

10/2009 → 04/2022

Ameriprise Financial Services, Inc.

Sun City Center, FL
05/2022 → 09/2025

Unemployed

Apollo Beach, FL
10/2025 → Present

Skyview Pinnacle

Apollo Beach, FL

Previous Registrations

2009-10-05 → 2022-05-04

Ameriprise Financial Services, Llc

Sun City Center, FL
2004-12-09 → 2009-10-05

Ameriprise Advisor Services, Inc.

Sun City, FL

Sun City Center, FL
2000-08-15 → 2004-11-29

Wells Fargo Clearing Services, Llc

Sun City Center, FL

Other Businesses

Informed Choice Insurance; Investment-related; 1603 Sun City Center Plaza Suite 1517-C Sun City Center, FL 33573; Life Insurance and Annuities; Omniscient Consultant; August 2024; 20hours/month; 0hours during securities trading hours; Consulting and selling Insurance products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-08
S63	Uniform Securities Agent State Law Examination	1984-09-12

S65 Uniform Investment Adviser Law Examination

2007-08-08
S63 Uniform Securities Agent State Law Examination

1984-09-12

Other Names

Rick Tuberosa
Rick Tuberosa

View on SEC IAPD