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Prime Capital Financial CRD 288712
$39.1B regulatory AUM 1,816 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-10 |
| TX | RA | APPROVED | 2022-03-08 |
Branch Locations
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
2550 5Th Avenue - Suite #709, San Diego, CA 92103-7501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritas Investment Corp. | Lincoln | NE | 10/2003 | 01/2022 |
| Ameritas Life Insurance Company | Lincoln | NE | 10/2003 | 01/2022 |
| 20/20 Capital Management | Costa Mesa | CA | 11/2015 | 01/2023 |
| 20/20 Financial Advisers Of San Diego, Llc | San Diego | CA | 11/2003 | 01/2023 |
| 20/20 Financial Advisers | San Diego | CA | 01/2000 | 01/2023 |
| Private Client Services | San Diego | CA | 01/2022 | 12/2024 |
| Prime Capital Investment Advisors | Overland Park | KS | 02/2022 | Present |
1) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE #150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMETN ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISER. MEMBER PROVIDES PROFESSIONAL (INVESTMETN ADVISORY) SERVICES AS AN IAR OF PCIA. 1 HR/MO;1 DURING TRADING HRS. 2) RENT MY CONDO. 24 HIDDEN VALLEY RD, MOMMOTH LAKE, CA. LANDLORD. 1 HR/MO; 1 DURING TRADING HRS. 3) OPTIMIST CLUB FOUNDATION OF POINT LOMA. PO BOX 6141, SAN DIEGO, CA 92166. RAISE MONEY TO BENEFIT YOUTH PROGRAMS IN THE COMMUNITY. BOARD MEMBER. 1 HR/MO; 0 DURING TRADING HRS. 4) PCRM, LLC. 6201 COLLEGE BLVD-SUITE 150. DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT. FIXED-INSURANCE PRODUCTS. INSURANCE AGENT; SALE AND SERVICE OF FIXED INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILATED INSURANCE MARKETING ORGANIZATIONS (IMOS). 4 HRS/MO; 4 DURING TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-22 |
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