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Current Employers
Chapin, Davis

1411 Clarkview Road, Baltimore, MD 21209 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-10-29
  • PA RA
    APPROVED
    Since 2019-10-29

Branch Locations

2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004 • United States

1411 Clarkview Road, Baltimore, MD 21209 • United States

Philadelphia Partners Capital Management, Llc

2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-08-15
  • PA RA
    APPROVED
    Since 2018-08-15

Branch Locations

2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Philadelphia Partners Capital Management Llc Berwyn PA 01/2006 Present
Boenning & Scattergood Inc West Conshohocken PA 01/2007 04/2018
Cv Brokerage, Inc. West Conshohocken PA 04/2018 06/2018
Chapin Davis, Inc. Philadelphia PA 06/2018 Present
  • 01/2006 → Present
    Berwyn, PA
  • 01/2007 → 04/2018
    Boenning & Scattergood Inc
    West Conshohocken, PA
  • 04/2018 → 06/2018
    Cv Brokerage, Inc.
    West Conshohocken, PA
  • 06/2018 → Present
    Chapin Davis, Inc.
    Philadelphia, PA
Previous Registrations
Other Businesses

Philadelphia Partners Capital Management, LLC - Managing Member and Investment Advisor Representative, Investment Related Business (Not under common ownership with Chapin Davis). Providing investment advice and ongoing account monitoring. Ten hours per week during trading hours. Chapin Davis Insurance, Inc. / investment related / 1411 Clarkview Road, Baltimore, MD 21209 / Insurance Sales / Sales Agent / Agent / 06-13-2018 start date / 4 hours per month / 8 hours during securities trading hours / sales and service of variable and fixed insurance products. Bond Club of Philadelphia / not investment related / 1143 Peddle Springs Drive, Berwyn, PA 19312 / financial professional education / Officer/Director / Feb 24, 2021 / 8 hours / 8 hours / help identify speakers/presenters for Club events.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-01
S63 Uniform Securities Agent State Law Examination 1984-07-16
  • S65 Uniform Investment Adviser Law Examination
    1993-07-01
  • S63 Uniform Securities Agent State Law Examination
    1984-07-16

View on SEC IAPD

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