Richard Kenneth Keith

Employer firm

Creative Financial Designs, Inc. CRD 109032

$2.94B regulatory AUM 473 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Creative Financial Designs, Inc.

2704 S Goyer Rd, Kokomo, IN 46902 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-05-16

PA RA
APPROVED

Since 2024-05-16

Branch Locations

Duncansville, PA • United States

2704 S Goyer Rd, Kokomo, IN 46902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Keith Financial Services, Inc	Duncansville	PA	03/1984	Present
First Heartland Capital Inc	Lake St. Louis	MO	02/2006	05/2024
Cfd Investments	Kokoma	IN	05/2024	Present
Creative Financial Designs	Kokomo	IN	05/2024	Present

03/1984 → Present

Keith Financial Services, Inc

Duncansville, PA
02/2006 → 05/2024

First Heartland Capital Inc

Lake St. Louis, MO
05/2024 → Present

Cfd Investments

Kokoma, IN
05/2024 → Present

Creative Financial Designs

Kokomo, IN

Previous Registrations

2006-02-14 → 2024-05-15

First Heartland Consultants, Inc.

Duncansville, PA
2004-01-21 → 2006-02-16

Invest Financial Corporation

Ducansville, PA

Other Businesses

1, KEITH FINANCIAL SERVICES, Inc. Investment related. 16622 Dunnings HWY, Duncansville, PA, 16635; Life Insurance & P&C Insurance sales, fixed annuity sales, tax preparation; Owner/President. Start 3/5/1984; 20 hours/month 2 of which during securities trading hours; Sales of insurance and fixed annuities. 2. Rental Property; Non-investment related; 16622 Dunnings HWY, Duncansville, PA, 16635; Property Rental- 1208 3rd Ave, Duncansville, PA, 16635; 50 % Owner; Start 7/1/23;1 hour per month; 0 hour per month; own residence with a renter

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-10-02
S63	Uniform Securities Agent State Law Examination	1984-10-01

S65 Uniform Investment Adviser Law Examination

2000-10-02
S63 Uniform Securities Agent State Law Examination

1984-10-01

Designations

Chartered Financial Consultant

View on SEC IAPD