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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-24
MD RA APPROVED 2008-10-14
  • TX RA
    APPROVED
    Since 2026-03-24
  • MD RA
    APPROVED
    Since 2008-10-14

Branch Locations

785 Elkridge Landing Road Suite 100, Linthicum Heights, MD 21090 • United States

Foundation Financial Advisors, Inc.

785 Elkridge Landing Road Suite 100, Linthicum, MD 21090 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 1997-04-09
  • MD RA
    APPROVED
    Since 1997-04-09

Branch Locations

785 Elkridge Landing Road Suite 100, Linthicum, MD 21090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Equity Services, Inc. Linthicum MD 01/1997 Present
Foundation Financial Advisors, Inc. Linthicum MD 04/1997 Present
Other Businesses

1. President/Owner, Foundation Financial Advisors, Inc., a Registered Investment Adviser ("RIA") est. to facilitate securities, investment advisory, and insurance business; As of 04/09/97; 5% time spent during business hours; Conducted at branch; Investment related. 2. Investment Advisor Representative ("IAR") of Foundation Financial Advisors, Inc., a Registered Investment Adviser ("RIA") offering financial planning/consulting for a fee; As of 04/09/97; Conducted at branch; Investment related. 3. Fixed insurance sales, as an Agent, under the name 'Foundation Financial Advisors, Inc.'; As of 12/1986; Less than 5% time spent during business hours; Conducted at branch; Investment related. 4. Tax preparation and accounting services under the name 'Foundation Financial Advisors, Inc.'; As of 1997; 3% time spent during business hours; Conducted at branch; Not investment related. 5. Course Instructor, Anne Arundel Community College, teaching a finance related course; As of 1995; Less than 1% time spent during business hours; Not conducted at branch; Not investment related. 6. Co-Owner of a residential rental property; As f 10/23/15; 1% time spent during business hours; Not conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-27
S63 Uniform Securities Agent State Law Examination 1985-07-03
  • S65 Uniform Investment Adviser Law Examination
    1994-10-27
  • S63 Uniform Securities Agent State Law Examination
    1985-07-03
Designations

View on SEC IAPD

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