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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| MD | RA | APPROVED | 2008-10-14 |
Branch Locations
785 Elkridge Landing Road Suite 100, Linthicum Heights, MD 21090 • United States
785 Elkridge Landing Road Suite 100, Linthicum, MD 21090 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 1997-04-09 |
Branch Locations
785 Elkridge Landing Road Suite 100, Linthicum, MD 21090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Linthicum | MD | 01/1997 | Present |
| Foundation Financial Advisors, Inc. | Linthicum | MD | 04/1997 | Present |
1. President/Owner, Foundation Financial Advisors, Inc., a Registered Investment Adviser ("RIA") est. to facilitate securities, investment advisory, and insurance business; As of 04/09/97; 5% time spent during business hours; Conducted at branch; Investment related. 2. Investment Advisor Representative ("IAR") of Foundation Financial Advisors, Inc., a Registered Investment Adviser ("RIA") offering financial planning/consulting for a fee; As of 04/09/97; Conducted at branch; Investment related. 3. Fixed insurance sales, as an Agent, under the name 'Foundation Financial Advisors, Inc.'; As of 12/1986; Less than 5% time spent during business hours; Conducted at branch; Investment related. 4. Tax preparation and accounting services under the name 'Foundation Financial Advisors, Inc.'; As of 1997; 3% time spent during business hours; Conducted at branch; Not investment related. 5. Course Instructor, Anne Arundel Community College, teaching a finance related course; As of 1995; Less than 1% time spent during business hours; Not conducted at branch; Not investment related. 6. Co-Owner of a residential rental property; As f 10/23/15; 1% time spent during business hours; Not conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-03 |
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