John Kenneth Bacci

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1997 → Present
  Commonwealth Equity Services, Inc.
  Linthicum, MD
• 04/1997 → Present
  Foundation Financial Advisors, Inc.
  Linthicum, MD

Other Businesses

1. President/Owner, Foundation Financial Advisors, Inc., a Registered Investment Adviser ("RIA") est. to facilitate securities, investment advisory, and insurance business; As of 04/09/97; 5% time spent during business hours; Conducted at branch; Investment related. 2. Investment Advisor Representative ("IAR") of Foundation Financial Advisors, Inc., a Registered Investment Adviser ("RIA") offering financial planning/consulting for a fee; As of 04/09/97; Conducted at branch; Investment related. 3. Fixed insurance sales, as an Agent, under the name 'Foundation Financial Advisors, Inc.'; As of 12/1986; Less than 5% time spent during business hours; Conducted at branch; Investment related. 4. Tax preparation and accounting services under the name 'Foundation Financial Advisors, Inc.'; As of 1997; 3% time spent during business hours; Conducted at branch; Not investment related. 5. Course Instructor, Anne Arundel Community College, teaching a finance related course; As of 1995; Less than 1% time spent during business hours; Not conducted at branch; Not investment related. 6. Co-Owner of a residential rental property; As f 10/23/15; 1% time spent during business hours; Not conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-27
• S63 Uniform Securities Agent State Law Examination
  1985-07-03

Designations

• Certified Financial Planner
• Chartered Financial Consultant