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Mark E Sandmeyer

Morgan Stanley

Kalamazoo, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-23
MI RA APPROVED 2010-05-20
IL RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2021-02-23
  • MI RA
    APPROVED
    Since 2010-05-20
  • IL RA
    APPROVED
    Since 2009-06-01

Branch Locations

277 South Rose Suite 3100, Kalamazoo, MI 49007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Kalamazoo MI 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Kalamazoo, MI
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Kalamazoo, MI
    Grand Rapids, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-19
S63 Uniform Securities Agent State Law Examination 1984-07-26
  • S65 Uniform Investment Adviser Law Examination
    1996-06-19
  • S63 Uniform Securities Agent State Law Examination
    1984-07-26
Other Names
  • Mark Eric Sandmeyer

View on SEC IAPD

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Other Offices

SLEEPING GIANT CAPITAL, LLC · KALAMAZOO, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Kalamazoo, MI
LPL FINANCIAL LLC · KALAMAZOO, MI
LPL FINANCIAL LLC · KALAMAZOO, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Kalamazoo, MI
LONG ROAD INVESTMENT COUNSEL, LLC · KALAMAZOO, MI
FIFTH THIRD SECURITIES, INC. · KALAMAZOO, MI
EQUITABLE ADVISORS, LLC · KALAMAZOO, MI

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