Robert Alan Goshen

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 04/2024
  Morgan Stanley
  Deerfield, IL
• 01/2015 → 04/2024
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 04/2024 → Present
  Wells Fargo Advisors Financial Network, Llc
  Chicago, IL
• 09/2018 → 04/2024
  Ameriprise Financial
  Deeffield, IL

Previous Registrations

• 2018-09-07 → 2024-04-11
  Ameriprise Financial Services, Llc
  Deerfield, IL
• 2011-01-07 → 2018-09-10
  Morgan Stanley
  Deerfield, IL
• 2006-09-27 → 2011-01-19
  Mesirow Financial Investment Management, Inc.
  Chicago, IL
• 2003-04-16 → 2009-12-31
  Mesirow Financial, Inc.
  Chicago, IL
  Chicago, IL

Other Businesses

THE ILLUSION OF SOFIA; NOT INV RELATED; NORTHBROOK,IL; BOOK; START DATE: 01/06/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2003-04-15

Designations

• Certified Financial Planner

Other Names

• Robert Alan Goshen
• Rob Goshen