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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-04-12 |
Branch Locations
10 South Wacker Drive Suite 2960, Chicago, IL 60606 • United States
Northbrook, IL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Deerfield | IL | 01/2011 | 04/2024 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 04/2024 |
| Wells Fargo Advisors Financial Network, Llc | Chicago | IL | 04/2024 | Present |
| Ameriprise Financial | Deeffield | IL | 09/2018 | 04/2024 |
THE ILLUSION OF SOFIA; NOT INV RELATED; NORTHBROOK,IL; BOOK; START DATE: 01/06/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-15 |
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