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Hsbc Securities (Usa) Inc. CRD 19585
$3.84B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-21 |
Branch Locations
99 High Street 29Th Floor, Boston, MA 02110 • United States
66 Hudson Boulevard Floors 3, 4, 5, 30, And Suites 2406, 2407, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Standish Mellon Asset Management | Boston | MA | 03/2016 | 01/2018 |
| Mbsc Securities Corp | Boston | MA | 03/2016 | 03/2019 |
| Mellon Investment Corp. | Boston | MA | 02/2018 | 03/2019 |
| Unemployed | Wellesley | MA | 03/2019 | 07/2020 |
| Build Asset Management, Llc | Jefferson City | MO | 07/2020 | 06/2021 |
| Hsbc Securities (Usa) Inc. | New York | NY | 09/2021 | Present |
| Weild & Co. | Boulder | CO | 07/2021 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-09-09 |
| S65 | Uniform Investment Adviser Law Examination | 2020-11-23 |
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