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Hugh Michael Tuomey

Hsbc Securities (Usa) Inc.

Boston, MA

New York, NY

CRD 1276311

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Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-21
  • NY RA
    APPROVED
    Since 2021-09-21

Branch Locations

99 High Street 29Th Floor, Boston, MA 02110 • United States

66 Hudson Boulevard Floors 3, 4, 5, 30, And Suites 2406, 2407, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Standish Mellon Asset Management Boston MA 03/2016 01/2018
Mbsc Securities Corp Boston MA 03/2016 03/2019
Mellon Investment Corp. Boston MA 02/2018 03/2019
Unemployed Wellesley MA 03/2019 07/2020
Build Asset Management, Llc Jefferson City MO 07/2020 06/2021
Hsbc Securities (Usa) Inc. New York NY 09/2021 Present
Weild & Co. Boulder CO 07/2021 08/2021
  • 03/2016 → 01/2018
    Standish Mellon Asset Management
    Boston, MA
  • 03/2016 → 03/2019
    Mbsc Securities Corp
    Boston, MA
  • 02/2018 → 03/2019
    Mellon Investment Corp.
    Boston, MA
  • 03/2019 → 07/2020
    Unemployed
    Wellesley, MA
  • 07/2020 → 06/2021
    Build Asset Management, Llc
    Jefferson City, MO
  • 09/2021 → Present
    New York, NY
  • 07/2021 → 08/2021
    Weild & Co.
    Boulder, CO
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-09-09
S65 Uniform Investment Adviser Law Examination 2020-11-23
  • S63 Uniform Securities Agent State Law Examination
    2021-09-09
  • S65 Uniform Investment Adviser Law Examination
    2020-11-23
Other Names
  • Hugh M. Tuomey
  • Hugh Tuomey
  • Hugh Michael Tuomey

View on SEC IAPD

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