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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-12-09 |
| MO | RA | APPROVED | 2011-12-08 |
Branch Locations
899 Fairway Dr., Chillicothe, MO 64601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Chillicothe | MO | 12/2011 | Present |
1) Mervyn Jenkins Foundation --- Charitable Foundation; 903 Jackson Street Chillicothe MO 64601; Director; Directors meet 4 times a year and review grant applications and make grants to non-profits and charitable organizations. We also review the portfolio and projects that we have supported in the past; 10/02/2000; 15.00hrs/year; During Securities Trading Hours; Not Investment-Related 2) HEDRICK MEDICAL CENTER; 2799 N. WASHINGTON STREET CHILLICOTHE MO 64601; BOARD MEMBER; WILL HELP PROVIDE GOVERNANCE TO THE ORGANIZATION IN A BOARD MEMBER CAPACITY; AFFILIATION STARTED 07/01/2014;MEETS EVERY OTHER MONTH FROM 7:30 A.M. TO APPROXIMATELY 9;00AM; DURING SECURITIES TRADING HOURS. 3) St. Columbans Parish Finance Committee; 1111 Trenton Street Chillicothe MO 64601; Catholic Church; Finance Committee Member; Attends meetings when called by Pastor-this is an informal group that advises the Pastor on occasional financial issues that may arise within the Parish; affiliation started 07/01/2016; 3.0 hours per year; during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-10 |
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