Larry Joseph Gwin

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-09-19
UT	RA	APPROVED	2010-12-07

TX RA
APPROVED_RES

Since 2022-09-19
UT RA
APPROVED

Since 2010-12-07

Branch Locations

Park City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Park City	UT	09/2009	Present

09/2009 → Present

Lpl Financial Llc

Park City, UT

Other Businesses

1. 12/8/2009: Pensions West - Investment Related - Third Party Administrator (TPA) - Time Spent 75%. 2. 07/23/2019 - Casa Coyote 15, LLC - Investment Related - Moab, UT 84532 - Real Estate Rental - Start Date: 07/13/2019 - 4 Hours Per Month/4 Hours During Securities Trading - Vacation rental.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-03
S63	Uniform Securities Agent State Law Examination	1985-10-17

S66 Uniform Combined State Law Examination

2010-12-03
S63 Uniform Securities Agent State Law Examination

1985-10-17