Monte Michael Meier

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-12-26
UT	RA	APPROVED	2015-02-25

MN RA
APPROVED

Since 2023-12-26
UT RA
APPROVED

Since 2015-02-25

Branch Locations

Midway, UT • United States

Hastings, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Monte Meier	Park City	UT	01/2005	Present
Lpl Financial, Llc	Midway	UT	02/2015	Present

01/2005 → Present

Monte Meier

Park City, UT
02/2015 → Present

Lpl Financial, Llc

Midway, UT

Previous Registrations

2012-07-25 → 2015-01-26

Waddell & Reed

Clearfield, UT
2010-09-14 → 2012-07-06

Edward Jones

St Louis, MO

Park City, UT

Park City, UT

Other Businesses

1. 02/24/2015 - REAL ESTATE RENTAL/ LANDLORD-OWNER/ 2%/ PARK CITY, UT. 2. 2/22/2018 - No Business Name - Investment Related - 1746 Redstone Ave. Unit E, Park City, UT 84098 - Real Estate Rental - Started 09/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-10

S66 Uniform Combined State Law Examination

2010-09-10

View on SEC IAPD