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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2025-03-03 |
| TX | RA | APPROVED_RES | 2010-02-19 |
| NC | RA | APPROVED | 2008-06-09 |
Branch Locations
Two Town Square Boulevard Suite 325, Asheville, NC 28803-5035 • United States
Lake Toxaway, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Asheville | NC | 06/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-07 |
| S65 | Uniform Investment Adviser Law Examination | 1996-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-04 |
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