John Joseph Mccauley

Employer firm

Mccauley Investments Advisors LLC CRD 171742

$9.19M regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → Present
  Wrp Investments, Inc.
  Youngstown, OH
• 05/2014 → Present
  Mccauley Investment Advisors Llc
  Guilford, CT
• 09/2014 → Present
  Sterne Agee Financial Services, Inc.
  Guliford, CT
• 01/2015 → Present
  Sterne Agee Investment Advisor Services, Inc.
  Birmingham, AL

Previous Registrations

• 2015-01-30 → 2015-11-30
  Stonex Advisors Inc.
  Birmingham, AL
• 2006-03-08 → 2015-01-30
  Wrp Investments, Inc.
  Madison, CT
  Windsor Locks, CT
  Guliford, CT
  Youngstown, OH
• 2004-05-28 → 2006-03-09
  Lpl Financial Llc
  Madison, CT
• 2000-01-03 → 2004-06-02
  Main Street Management Company
  Madison, CT

Other Businesses

1)MCCAULEY INVESTMENT SERVICES, PO BOX 409, GUILFORD, CT 06437: SOLE PROPRIETORSHIP, NATURE OF BUS: TERM/LTC/HEALTH INS, TITLE: OWNER, DUTIES: OWNER/SALES, TIME SPENT: 10%, COMPENSATION: COMMISSIONS, 2)MCCAULEY INVESTMENT ADVISORS LLC, 2415 BOSTON POST RD STE 13, PO BOX 409, GUILFORD CT 06437: NATURE OF BUS: REG INVESTMENT ADVISOR, TITLE: PRINCIPAL OWNER, DUTIES: OWNER/CHIEF COMPLIANCE OFFICER, TIME SPENT: 50%, COMPENSATION: YES

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-22
• S63 Uniform Securities Agent State Law Examination
  1984-08-24