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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-26 |
| MD | RA | APPROVED | 2023-12-05 |
| TX | RA | APPROVED | 2023-12-04 |
Branch Locations
7600 Wisconsin Ave Ste 900, Bethesda, MD 20814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Bethesda | MD | 08/2014 | 11/2023 |
| Wells Fargo Clearing Services, Llc | Bethesda | MD | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-06 |
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