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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2016-06-10 |
| NJ | RA | APPROVED | 2004-07-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Riverhead | NY | 09/2004 | Present |
| Bank Of America, N.A. | Riverhead | NY | 05/2011 | Present |
I*496445, Entity Type: Entity For Profit, Name of OBA: EC second home seasonal rental, Address: Beckett, Massachusetts 01223, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 03/01/2015, No Hours: 0, No Hours during trading: 0, Duties: Owner of Rental Property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-03 |
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