Ann Winifred Hayes

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 12/2017
  Ameriprise Financial Services, Inc.
  Scituate, MA
• 01/2018 → 08/2023
  Janney Montgomery Scott Llc
  Boston, MA
• 08/2023 → Present
  Janney Montgomery Scott Llc
  Boston, MA

Previous Registrations

• 2016-03-14 → 2017-02-09
  Ameriprise Financial Services, Llc
  Scituate, MA
  Minneapolis, MN
• 2006-09-29 → 2009-04-03
  Blackrock Investment Management, Llc
  Plainsboro, NJ
• 2003-03-18 → 2006-09-29
  Merrill Lynch Investment Managers Lp
  Boston, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-14
• S63 Uniform Securities Agent State Law Examination
  2000-11-22

Other Names

• Ann Winifred Hayes
• Ann W Hayes