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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-04-23
TX RA APPROVED 2021-04-23
  • NC RA
    APPROVED
    Since 2021-04-23
  • TX RA
    APPROVED
    Since 2021-04-23

Branch Locations

1406 W Ehringhaus St., Elizabeth City, NC 27909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Elizabeth City NC 07/2008 04/2021
Cambridge Investment Research, Inc. Fairfield IA 04/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2021 Present
  • 07/2008 → 04/2021
    Lincoln Financial Securities Corporation
    Elizabeth City, NC
  • 04/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2021 → Present
    Fairfield, IA
Previous Registrations
  • 2005-02-01 → 2021-04-27
    Osaic Fs, Inc.
    Elizabeth City, NC
    Elizabeth City, NC
  • 2002-10-31 → 2003-12-31
    Elizabeth City, NC
Other Businesses

1) SYMONS CREEK TABERNACLE, 460 MEADSTOWN RD, ELIZABETH CITY, NC, BOARD MEMBER OF A NON-PUBLIC ENTITY, 01/01/80, NIR, CHAIRMAN OF DEACON BOARD, 4 HR/WK- 0/TRADING HR. 2) FINANCIAL MANAGEMENT GROUP, 1406 W EHRINGHAUS ST, ELIZABETH CITY, NC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/01/80, OWNER, INV REL, 20 HR/WK- 20/TRADING HR. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80/mo -80/TRADING. 04/23/21- IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-22
S63 Uniform Securities Agent State Law Examination 1984-06-14
  • S65 Uniform Investment Adviser Law Examination
    1999-11-22
  • S63 Uniform Securities Agent State Law Examination
    1984-06-14
Designations
Other Names
  • Gene Chory

View on SEC IAPD

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