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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2017-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Cross Lanes | WV | 12/2016 | 11/2017 |
| Poca Valley Financial | Cross Lanes | WV | 10/2008 | Present |
| Investment Centers Of America | Cross Lanes | WV | 06/2017 | 11/2017 |
| Cetera Investment Advisers Llc | Cross Lanes | WV | 11/2017 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 11/2017 | Present |
1. HUMPHREYS MEMORIAL UMC. PART TIME PASTOR. 10-112 HRS/WK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-27 |
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