Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2017-11-17
  • WV RA
    APPROVED
    Since 2017-11-17

Branch Locations

5318 Ashbrook Road, Cross Lanes, WV 25313 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Cross Lanes WV 12/2016 11/2017
Poca Valley Financial Cross Lanes WV 10/2008 Present
Investment Centers Of America Cross Lanes WV 06/2017 11/2017
Cetera Investment Advisers Llc Cross Lanes WV 11/2017 Present
Cetera Investment Services Llc St. Cloud MN 11/2017 Present
  • 12/2016 → 11/2017
    Self-Employed
    Cross Lanes, WV
  • 10/2008 → Present
    Poca Valley Financial
    Cross Lanes, WV
  • 06/2017 → 11/2017
    Investment Centers Of America
    Cross Lanes, WV
  • 11/2017 → Present
    Cross Lanes, WV
  • 11/2017 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2017-06-01 → 2017-11-06
    Investment Centers Of America, Inc.
    Cross Lanes, WV
    Appleton, WI
    Cross Lanes, WV
  • 2006-03-03 → 2017-06-05
    Woodbury Financial Services, Inc.
    Cross Lanes, WV
    Cross Lanes, WV
    Charleston, WV
Other Businesses

1. HUMPHREYS MEMORIAL UMC. PART TIME PASTOR. 10-112 HRS/WK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-20
S63 Uniform Securities Agent State Law Examination 1984-06-27
  • S65 Uniform Investment Adviser Law Examination
    2000-03-20
  • S63 Uniform Securities Agent State Law Examination
    1984-06-27
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cross Lanes, WV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor