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Steven Elliot Shaw

Clear Harbor Asset Management, LLC

Stamford, CT

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Current Employers
Clear Harbor Asset Management, Llc

263 Tresser Blvd. Suite 1502, Stamford, CT 06901 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-07-14
  • CT RA
    APPROVED
    Since 2020-07-14

Branch Locations

263 Tresser Blvd. Suite 1502, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clear Harbor Asset Management, Llc Stamford CT 11/2014 Present
Previous Registrations
  • 2011-05-09 → 2015-01-28
    Little Oak Asset Management, Llc
    Cresskill, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-23
S63 Uniform Securities Agent State Law Examination 1984-08-21
  • S65 Uniform Investment Adviser Law Examination
    2011-05-23
  • S63 Uniform Securities Agent State Law Examination
    1984-08-21

View on SEC IAPD

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