Steven Elliot Shaw

Employer firm

Clear Harbor Asset Management, LLC CRD 152242

$2.05B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Clear Harbor Asset Management, Llc
  Stamford, CT

Previous Registrations

• 2011-05-09 → 2015-01-28
  Little Oak Asset Management, Llc
  Cresskill, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-23
• S63 Uniform Securities Agent State Law Examination
  1984-08-21