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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-02-15 |
| TX | RA | APPROVED | 2017-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hanover | MA | 01/2017 | Present |
| Bank Of America, N.A. | Hanover | MA | 01/2017 | 04/2017 |
| Unemployed | Marshfield | MA | 07/2016 | 01/2017 |
I*3490265, Entity Type: , Name of OBA: C D, Address: FALMOUTH, MA, 02556, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 11/04/2025, No Hours: 24 Yearly, No Hours during Trading: 8 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-19 |
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