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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-28 |
| OH | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
One Easton Oval Suite 550, Columbus, OH 43219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Columbus | OH | 01/2006 | 11/2024 |
| Prudential Insurance Company Of America | Columbus | OH | 01/2006 | Present |
| Lpl Enterprise, Llc | Columbus | OH | 11/2024 | Present |
1) 08/30/2024 - Uber - Driver - Rideshare - Non Inv Related - At Columbus, OH - Start Date 02/03/2020 - 16hrs/mth - 0hrs/mth During Trading 2) 08/30/2024 - Rookery Bay NERR - Outboard motor marine mechanic - Outside/W-2 Employment - Non Inv Related - At Columbus, OH - 01/06/2023 - 34hrs/mth - 28hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-14 |
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