Robert Howard Sall

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2001-08-29

CA RA
APPROVED

Since 2001-08-29

Branch Locations

Toluca Lake, CA • United States

6300 Canoga Avenue Suite 1600, Woodland Hills, CA 91367 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. Outside Fixed Business 2. Fixed Life Settlement Broker, Ashar Group LLC 1800 Pembrook Drive, Ste 240 Orlando FL 32810. 3. Trustee of Personal Family Trust

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-07-31
S63	Uniform Securities Agent State Law Examination	2000-07-24

S65 Uniform Investment Adviser Law Examination

2001-07-31
S63 Uniform Securities Agent State Law Examination

2000-07-24

Other Names

Robert H Sall

View on SEC IAPD